科研进展

【论文题目】 Estimating Above-Ground Biomass of Potato Using Random Forest and Optimized Hyperspectral Indices

【论文题目】基于随机森林和优化高光谱指数估算马铃薯地上生物量

【作者】 Haibo Yang, Fei Li, Wei Wang, Kang Yu

杨海波，李斐，王伟，于康

【摘要】

【Abstract】Spectral indices rarely show consistency in estimating crop traits across growth stages; thus, it is critical to simultaneously evaluate a group of spectral variables and select the most informative spectral indices for retrieving crop traits. The objective of this study was to explore the optimal spectral predictors for above-ground biomass (AGB) by applying Random Forest (RF) on three types of spectral predictors: the full spectrum, published spectral indices (Pub-SIs), and optimized spectral indices (Opt-SIs). Canopy hyperspectral reflectance of potato plants, treated with seven nitrogen (N) rates, was obtained during the tuber formation and tuber bulking from 2015 to 2016. Twelve Pub-SIs were selected, and their spectral bands were optimized using band optimization algorithms. Results showed that the Opt-SIs were the best input variables of RF models. Compared to the best empirical model based on Opt-SIs, the Opt-SIs based RF model improved the prediction of AGB, with R² increased by 6%, 10%, and 16% at the tuber formation, tuber bulking, and for across the two growth stages, respectively. The Opt-SIs can significantly reduce the number of input variables. The optimized Blue nitrogen index (Opt-BNI) and Modified red-edge normalized

difference vegetation index (Opt-mND705) combined with an RF model showed the best performance in estimating potato AGB at the tuber formation stage (R2 = 0.88). In the tuber bulking stage, only using optimized Nitrogen planar domain index (Opt-NPDI) as the input variable of the RF model produced satisfactory accuracy in training and testing datasets, with the R², RMSE, and RE being 0.92, 208.6 kg/ha, and 10.3%, respectively. The Opt-BNI and Double-peak nitrogen index (Opt-NDDA) coupling with an RF model explained 86% of the variations in potato AGB, with the lowest RMSE (262.9 kg/ha) and RE (14.8%) across two growth stages. This study shows that combining the OptSIs and RF can greatly enhance the prediction accuracy for crop AGB while significantly reduces collinearity and redundancies of spectral data.

【Keywords】potato crops; biomass estimation; machine learning; vegetation indices